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Compliance Manager

Remote/Anywhere in the world 

About Role

We are looking to onboard a compliance officer for our Digital-AMC. The individual should be well versed in the regulatory and the compliance requirements of the asset management, finance, and investments space. Key responsibilities include ensuring compliance risks are identified, managed and mitigated across investments (as per limits as set out in regulations) and the organization is meeting the overall requirements of compliance, reporting and disclosures. The individual also has to execute the KYC, and AML/CFT checks and ensure requirements are met at the time of account opening and customer onboarding

Additional Responsibilities

  • Develop and implement an effective compliance programme in line with business objectives of Trikl.

  • Developing controls across the organization to meet the compliance requirements.

  • Advise the management, fund manager on compliance risks and ensure compliance with laws and regulations, providing regulatory support.

  • Assessing and meeting compliance, reporting, and disclosures requirements.

  • Day-to-day reporting, checks, and end-of-day evaluation.

  • Implement and maintain compliance policies and procedures.

  • Internal and external stakeholder management (regulators, banks, partners etc.) from a compliance perspective.

Experience and Education

  • Education in law, finance, business or other relevant field.

  • At least 5-7 years of compliance experience, with at least 3 years in financial services/ financial markets.

Skills and Competencies

  • Strong interpersonal, writing and communication skills.

  • Ability to manage and deal with regulator, internal and external stakeholders of all levels.

  • Analytical with strong attention to detail.

  • Experienced in report development and writing.

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